Leverage Mindtree's experience with compliance requirements and major capital markets regulations
Capital market regulations are in place to ensure a fair marketplace for consumers and financial service providers. This is done by enabling transparency and inspiring investor confidence while mitigating market, credit, and operational risks. Regulatory compliance, thus, is a set of guidelines required by the law that firms must comply with. The sheer scale and complexity of capital markets, products, financial institutions, and sovereign jurisdictions has led to a dramatic increase in laws, regulations, standards and guidelines applicable to financial firms.
Here is a quick look at Mindtree's considerable experience in...
Capital market regulations are in place to ensure a fair marketplace for consumers and financial service providers. This is done by enabling transparency and inspiring investor confidence while mitigating market, credit, and operational risks. Regulatory compliance, thus, is a set of guidelines required by the law that firms must comply with. The sheer scale and complexity of capital markets, products, financial institutions, and sovereign jurisdictions has led to a dramatic increase in laws, regulations, standards and guidelines applicable to financial firms.
Here is a quick look at Mindtree's considerable experience in providing solutions for compliance across regulatory policies in Europe.
MiFID aims to make financial markets more efficient, resilient, and transparent and ensure investors' protection.
The regulation requires integrating all the trading systems and all firm branches while ensuring the security of all reference data, includi
It is a body of European legislation for the regulation of over-the-counter (OTC) and Exchange Traded derivatives (ETDs)
There is an obligation under the Market Abuse Directive to effectively monitor all trades to ensure that instances of market abuse are detec
Regulatory reporting for the Australian and the Malaysian security agencies.
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